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Section 300.100
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Individual accounts |
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Section 300.101
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Accounts held by executors, administrators, guardians, etc |
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Section 300.102
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Accounts held by a corporation, partnership or unincorporated association |
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Section 300.103
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Trust accounts |
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Section 300.104
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Joint accounts |
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Section 300.105
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General |
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Section 300.200
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Accounts introduced by same or different broker or dealer |
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Section 300.201
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Definitions |
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Section 300.300
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Contracts to be closed out or completed |
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Section 300.301
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Mechanics of closeout or completion |
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Section 300.302
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Report to trustee |
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Section 300.303
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Retained rights of brokers or dealers |
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Section 300.304
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Excluded contracts |
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Section 300.305
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Completion or closeout pursuant to SIPC direction |
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Section 300.306
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Completion with cash or securities of customer |
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Section 300.307
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Satisfaction of customer claims for standardized options |
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Section 300.400
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General |
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Section 300.500
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Claim for cash |
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Section 300.501
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Claim for securities |
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Section 300.502
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Voidable securities transactions |
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Section 300.503
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Availability of forms |