Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 300  /  Sec. 300.500 General.

These rules will be applied in determining whether a securities transaction gives rise to a ``claim for cash'' or a ``claim for securities'' on the filing date of either a liquidation proceeding pursuant to the Securities Investor Protection Act (hereinafter referred to as ``the Act'') or a direct payment procedure pursuant to section 10 of the Act.