Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 403: Protection Of Customer Securities And Balances

Section No. Description
Section 403.1 Hypothecation of customer securities
Section 403.2 Use of customers' free credit balances
Section 403.3 Customer protection--reserves and custody of securities
Section 403.4 Custody of securities held by financial institutions that are government securities brokers or dealers
Section 403.5 Compliance with part by futures commission merchants
Section 403.6 Effective dates
Section 403.7 Application of part to registered brokers and dealers