Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 403  /  Sec. 403.3 Use of customers' free credit balances.

Every registered government securities broker or dealer shall comply with the requirement of Sec. 240.15c3-2 of this title concerning the use of customer free credit balances. For purposes of this section, all references to ``broker or dealer'' in Sec. 240.15c3-2 shall include government securities brokers and dealers.