CFR /  Title 12  /  Part 150: Fiduciary Powers Of Federal Savings Associations

Section No.	Description
Section 150.70	How may I conduct multi-state operations? 150
Section 150.130	Who is responsible for the exercise of fiduciary powers? 150
Section 150.150	Must I review a prospective account before I accept it? 150
Section 150.200	Who must maintain custody or control of assets in a fiduciary account?
Section 150.230	How may I invest funds of a fiduciary account?
Section 150.260	What must I do with fiduciary funds awaiting investment or distribution?
Section 150.290	Are there investments in which I may not invest funds of a fiduciary account?
Section 150.330	May I earn compensation for acting in a fiduciary capacity? 150
Section 150.380	What records must I keep? 150
Section 150.410	When do I have to audit my fiduciary activities? 150
Section 150.440	When must I deposit securities with state authorities? 150
Section 150.490	What happens if I am placed in receivership or voluntary liquidation?
Section 150.520	How do I surrender fiduciary powers? 150
Section 150.530	When may the OCC revoke my fiduciary powers? 150
Section 150.560	When may I conduct fiduciary activities without obtaining OCC approval?
Section 150.580	What regulations govern the fiduciary operations of Federal savings associations?
Section 150.10	What are fiduciary powers?
Section 150.20	What fiduciary capacities does this part cover?
Section 150.30	When do I have investment discretion?
Section 150.40	What is a fiduciary account?
Section 150.50	What other definitions apply to this part?
Section 150.60	Must I obtain OCC approval or file a notice before I exercise fiduciary powers?
Section 150.70	How do I obtain OCC approval?
Section 150.80	What information must I include in my application?
Section 150.90	What factors may the OCC consider in its review of my application?
Section 150.100	What action will the OCC take on my application?
Section 150.120	How do I file the notice under Sec
Section 150.125	How may I conduct multi-state operations?
Section 150.130	How do I determine which state's laws apply to my operations?
Section 150.135	To what extent do state laws apply to my fiduciary operations?
Section 150.136	Must I adopt and follow written policies and procedures in exercising fiduciary powers?
Section 150.140	Who is responsible for the exercise of fiduciary powers?
Section 150.150	What personnel and facilities may I use to perform fiduciary services?
Section 150.160	May my other departments or affiliates use fiduciary personnel and facilities to perform other services?
Section 150.170	May I perform fiduciary services for, or purchase fiduciary services from, another association or entity?
Section 150.180	Must fiduciary officers and employees be bonded?
Section 150.190	Must I review a prospective account before I accept it?
Section 150.200	Must I conduct another review of an account after I accept it?
Section 150.210	Are any other account reviews required?
Section 150.220	Who must maintain custody or control of assets in a fiduciary account?
Section 150.230	May I hold investments of a fiduciary account off-premises?
Section 150.240	Must I keep fiduciary assets separate from other assets?
Section 150.250	How may I invest funds of a fiduciary account?
Section 150.260	What must I do with fiduciary funds awaiting investment or distribution?
Section 150.290	Where may I deposit fiduciary funds awaiting investment or distribution?
Section 150.300	What if the FDIC does not insure the deposits?
Section 150.310	What is acceptable collateral for uninsured deposits?
Section 150.320	Are there investments in which I may not invest funds of a fiduciary account?
Section 150.330	May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or
Section 150.340	May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?
Section 150.350	May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?
Section 150.360	May I sell assets or lend money between fiduciary accounts?
Section 150.370	May I earn compensation for acting in a fiduciary capacity?
Section 150.380	May my officer or employee retain compensation for acting as a co-fiduciary?
Section 150.390	May my fiduciary officer or employee accept a gift or bequest?
Section 150.400	What records must I keep?
Section 150.410	How long must I keep these records?
Section 150.420	Must I keep fiduciary records separate and distinct from other records?
Section 150.430	When do I have to audit my fiduciary activities?
Section 150.440	What standards govern the conduct of the audit?
Section 150.450	Who may conduct an audit?
Section 150.460	Who directs the conduct of the audit?
Section 150.470	How do I report the results of the audit?
Section 150.480	When must I deposit securities with state authorities?
Section 150.490	How much must I deposit if I administer fiduciary assets in more than one state?
Section 150.500	What must I do if state authorities refuse my deposit?
Section 150.510	What happens if I am placed in receivership or voluntary liquidation?
Section 150.520	How do I surrender fiduciary powers?
Section 150.530	When will the OCC terminate my fiduciary powers?
Section 150.540	May I recover my deposit from state authorities?
Section 150.550	When may the OCC revoke my fiduciary powers?
Section 150.560	What procedures govern the revocation?
Section 150.570	When may I conduct fiduciary activities without obtaining OCC approval?
Section 150.580	What standards must I observe when acting in exempt fiduciary capacities?
Section 150.590	How may funds be invested when I act in an exempt fiduciary capacity?
Section 150.600	What disclosures must I make when acting in exempt fiduciary capacities?
Section 150.610	May I receive compensation for acting in exempt fiduciary capacities?
Section 150.620	What records must I maintain for securities transactions? 151