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Section 249b.100
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Form TA-W, notice of withdrawal from registration as transfer agent |
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Section 249b.101
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Form TA-2, \1\ form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act |
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Section 249b.102
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Form CA-1, \1\ form for registration or for exemption from registration as a clearing agency and for amendment to |
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Section 249b.200
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FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to |
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Section 249b.300
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Form SD, specialized disclosure report |
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Section 249b.400
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Cross-border antifraud law-enforcement authority |