Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 249b  /  Sec. 249b.200 Form CA-1, \1\ form for registration or for exemption registration as a clearing agency pursuant to section 17A of the Securities Exchange Act

of 1934.---------------------------------------------------------------------------

\1\ Copies of the form may be obtained from the Publication Section, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549 and from each of the Commission's regional offices.---------------------------------------------------------------------------

This form shall be used for application for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934. [40 FR 52359, Nov. 10, 1975, as amended at 51 FR 12134, Apr. 9, 1986; 73 FR 32228, June 5, 2008]

Editorial Note: For Federal Register citations affecting Form CA-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.