Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 335  /  Sec. 335.201 Securities exempted from registration.

Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240. [75 FR 73949, Nov. 30, 2010]