Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 335: Securities Of State Nonmember Banks And State Savings Associations

Section No. Description
Section 335.101 Forms and schedules
Section 335.111 Listing standards related to audit committees
Section 335.121 Securities exempted from registration
Section 335.201 Registration and reporting
Section 335.211 Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure)
Section 335.221 Certification, suspension of trading, and removal from listing by exchanges
Section 335.231 Unlisted trading
Section 335.241 Forms for notification of action taken by national securities exchanges
Section 335.251 Exemptions, terminations, and definitions
Section 335.261 Reports of issuers of securities registered pursuant to section 12
Section 335.301 Forms for annual, quarterly, current, and other reports of issuers
Section 335.311 Maintenance of records and issuer's representations in connection with required reports
Section 335.321 Acquisition statements, acquisition of securities by issuers, and other matters
Section 335.331 Solicitations of proxies
Section 335.401 Tender offers
Section 335.501 Requirements of section 16 of the Securities Exchange Act of 1934
Section 335.601 Initial statement of beneficial ownership of securities (Form 3)
Section 335.611 Statement of changes in beneficial ownership of securities (Form 4)
Section 335.612 Annual statement of beneficial ownership of securities (Form 5)
Section 335.613 Filing requirements, public reference, and confidentiality
Section 335.701 Inapplicable SEC regulations; FDIC substituted regulations; additional information
Section 335.801 Cross-reference to employee ethical conduct standards and financial disclosure regulations